Investment adviser · CRD 109349

GRAY & COMPANY

Investment adviser filing (IA)

GRAY FINANCIAL GROUP INC.

ATLANTA, GA, United States · Form ADV filed Mar 30, 2016

Regulatory AUM
$4.99B
Form ADV · Item 5.F
Client accounts
37
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GRAYCO ALTERNATIVE PARTNERS II, LPOther Private Fund · Last reported Mar 30, 2016$85.5MGross asset value
Fund administrator STONEGATE FUND ADMINISTRATION, LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DEMETRIUS BERKOWER LLC ISELIN, New Jersey, United States
Custodian CERTUSSECURITIES, INC. MACON, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CERTUSSECURITIES, INC.
SEC 8-67627

Fund details & source
Fund ID
805-3348112142
Reported beneficial owners
5
Minimum commitment
$500K
Form D file number
021-188762

Form ADV 993838 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GRAYCO ALTERNATIVE PARTNERS I, LPOther Private Fund · Last reported Mar 30, 2016$33.8MGross asset value
Fund administrator STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DEMETRIUS BERKOWER LLC ISELIN, New Jersey, United States
Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
SEC 8-44744

Fund details & source
Fund ID
805-8826126742
Reported beneficial owners
5
Minimum commitment
$500K
Form D file number
021-170296

Form ADV 993838 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUTHEASTERN GLOBAL, LPPrivate Equity Fund · Last reported Mar 30, 2016$2.62MGross asset value
Auditor DEMETRIUS BERKOWER LLC ISELIN, New Jersey, United States
Custodian JP MORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2143154589
Reported beneficial owners
2
Minimum commitment
$250K
Form D file number
021-238243

Form ADV 993838 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2016. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

3333 PIEDMONT ROAD, SUITE 1250
ATLANTA, GA, 30305, United States

CRD 109349

Filing source

Form ADV 993838 · Mar 30, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.