Investment adviser · CRD 139771

GRACE CAPITAL

Investment adviser filing (IA)

QUINCY, MA, United States · Form ADV filed Mar 29, 2022

Regulatory AUM
$203M
Form ADV · Item 5.F
Client accounts
49
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other investment advisers20$159,763,06478.8%
High-net-worth individuals29$43,049,01121.2%
Filing source

Form ADV 1618231 · Mar 29, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ARA INVESTMENT GROUPOther Private Fund · Last reported Feb 21, 2012$7.27MGross asset value
Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6098577104
Reported beneficial owners
20
Minimum commitment
$250K

Form ADV 607961 · Feb 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2022. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets · Fixed

Principal office

400 CROWN COLONY DRIVE, SUITE 101
QUINCY, MA, 02169, United States

CRD 139771

Filing source

Form ADV 1618231 · Mar 29, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.