Investment adviser · CRD 127351

GOOD HARBOR FINANCIAL

Investment adviser filing (IA)

GOOD HARBOR FINANCIAL, LLC

BARRINGTON, IL, United States · Form ADV filed Mar 17, 2022

Regulatory AUM: $20.6M
Client accounts: 2
Employees: 5
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$19,689,617	95.7%
Individuals	Fewer than 5	$883,959	4.3%
Corporations & businesses	6	$0	0.0%

Filing source

Form ADV 1623348 · Mar 17, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GOOD HARBOR U.S. TACTICAL CORE FUND, L.P.Other Private Fund · Last reported Oct 3, 2014$31.6MGross asset value

Feeder funds

GOOD HARBOR U.S. TACTICAL OFFSHORE FUND LTD.

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States

Custodian TD AMERITRADE SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7135118916
Reported beneficial owners: 1
Minimum commitment: $5M

Form ADV 848178 · Oct 3, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CEDAR CAPITAL SPECIAL OPPORTUNITIES FUND I LPHedge Fund · Last reported Mar 30, 2012$616KGross asset value

Custodian JPMORGAN CHASE CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5476125451
Reported beneficial owners: 11
Minimum commitment: $0
Form D file number: 021-9999999999

Form ADV 617098 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 17, 2022. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management

Compensation

Percentage of assets

Principal office

215 N OAK RIDGE RD
BARRINGTON, IL, 60010, United States

CRD 127351

Filing source

Form ADV 1623348 · Mar 17, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.