GOLDSTEIN CAPITAL CORP. – investment adviser, $280M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$211,874,232	75.8%
High-net-worth individuals	20	$52,494,486	18.8%
Charities	Fewer than 5	$6,724,270	2.4%
Other investment advisers	Fewer than 5	$4,398,968	1.6%
Corporations & businesses	Fewer than 5	$2,705,110	1.0%
Individuals	Fewer than 5	$1,391,874	0.5%
Insurance companies	Fewer than 5	$38,496	0.0%

Filing source

Form ADV 2053561 · Mar 18, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GOLDSTEIN CAPITAL MANAGED BOND PORTFOLIO MASTER FUND, LTD.Hedge Fund · Last reported Mar 18, 2026$212MGross asset value

Feeder funds

GOLDSTEIN CAPITAL MANAGED BOND PORTFOLIO L.P.
GOLDSTEIN CAPITAL MANAGED BOND PORTFOLIO OFFSHORE FUND, LTD.

Auditor BERKOWER LLC ISELIN, New Jersey, United States

Custodian MIRAE ASSET SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Prime broker MIRAE ASSET SECURITIES (USA) INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BERKOWER LLC
PCAOB 217

MIRAE ASSET SECURITIES (USA) INC.
SEC 8-45034

MIRAE ASSET SECURITIES (USA) INC.
CRD 30679 · SEC 8-45034

Fund details & source

Fund ID: 805-7647785492
Reported beneficial owners: 34
Minimum commitment: $500K
Form D file number: 021-174287
Form D file number: 021-63800

Form ADV 2053561 · Mar 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 18, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 126146

Filing source

Form ADV 2053561 · Mar 18, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.