GOLDMAN SACHS ASSET MANAGEMENT, L.P.: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,548,963,564,024	1,227	Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	186	$576,383,438,906	37.2%
Pooled investment vehicles	1,487	$255,065,313,707	16.5%
Insurance companies	179	$200,525,693,147	12.9%
High-net-worth individuals	16,457	$193,455,908,840	12.5%
Retirement plans	149	$142,850,300,240	9.2%
Corporations & businesses	3,935	$115,678,035,633	7.5%
Sovereign wealth & foreign institutions	19	$26,656,254,532	1.7%
Individuals	1,274	$13,713,580,867	0.9%
Charities	542	$13,350,573,094	0.9%
Business development companies	9	$7,619,253,411	0.5%
Other clients	3,552	$2,478,277,897	0.2%
Government entities	Fewer than 5	$872,906,956	0.1%
Other investment advisers	12	$280,943,161	0.0%
Banks & thrifts	Fewer than 5	$33,083,633	0.0%

Filing source

Form ADV 1701283 · Feb 9, 2023 · Item 5.D

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

PETERSHILL II LPPrivate Equity Fund$1.58BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Petershill II LP

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Fund details & source

Fund ID: 805-6780837197
Reported beneficial owners: 1,210
Minimum commitment: $1M
Form D file number: 021-213571

Form ADV 1701283 · Feb 9, 2023 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Dec 14, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1701283 · Feb 9, 2023 · Items 1 & 5

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.51T
Non-discretionary: $41.8B

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

200 WEST STREET
NEW YORK, NY, 10282, United States

CRD 107738

Filing source

Form ADV 1701283 · Feb 9, 2023 · Items 1 & 5

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.