Investment adviser · CRD 107738

GOLDMAN SACHS ASSET MANAGEMENT, L.P.

NEW YORK, NY, United States · Form ADV filed Mar 31, 2022

Regulatory AUM: $1.55T
Client accounts: 99,767
Employees: 1,227
Advisory professionals: 733

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,548,963,564,024	1,227	Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	186	$576,383,438,906	37.2%
Pooled investment vehicles	1,487	$255,065,313,707	16.5%
Insurance companies	179	$200,525,693,147	12.9%
High-net-worth individuals	16,457	$193,455,908,840	12.5%
Retirement plans	149	$142,850,300,240	9.2%
Corporations & businesses	3,935	$115,678,035,633	7.5%
Sovereign wealth & foreign institutions	19	$26,656,254,532	1.7%
Individuals	1,274	$13,713,580,867	0.9%
Charities	542	$13,350,573,094	0.9%
Business development companies	9	$7,619,253,411	0.5%
Other clients	3,552	$2,478,277,897	0.2%
Government entities	Fewer than 5	$872,906,956	0.1%
Other investment advisers	12	$280,943,161	0.0%
Banks & thrifts	Fewer than 5	$33,083,633	0.0%

Filing source

Form ADV 1632054 · Mar 31, 2022 · Item 5.D

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

569 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

VINTAGE IV PMD QP OFFSHORE LTDOther Private Fund · Feeder$761KGross asset value

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Fund administrator STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-4868080203
Reported beneficial owners: 9
Minimum commitment: $2M
Form D file number: 021-103984

Form ADV 1632054 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SHENKMAN ENERGY OPPORTUNITY SELECT LLCOther Private Fund$658KGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Shenkman Energy Opportunity Select LLC

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-8547016849
Reported beneficial owners: 0
Minimum commitment: $250K
Form D file number: 021-237909

Form ADV 1632054 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MOUNT KELLETT CAPITAL PARTNERS ACCESS CORP FEEDER LTDOther Private Fund · Feeder$534KGross asset value

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Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-8639481672
Reported beneficial owners: 12
Minimum commitment: $2M

Form ADV 1632054 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

IMPRINT EMERGING MARKETS EQUITY FUND LPOther Private Fund · Feeder$236KGross asset value

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Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICE WATERHOUSE COOPERS BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian NORTHERN TRUST CORPORATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICE WATERHOUSE COOPERS
PCAOB 238

NORTHERN TRUST CORPORATION
LEI 549300GLF98S992BC502

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-6837434546
Reported beneficial owners: 0
Minimum commitment: $1M

Form ADV 1632054 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

LIBERTY HARBOR OFFSHORE PMD LTDHedge Fund · Feeder$171KGross asset value

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Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-1577331377
Reported beneficial owners: 16
Minimum commitment: $2M
Form D file number: 021-105092

Form ADV 1632054 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

LIBERTY HARBOR PF LPR LLCOther Private Fund$89.3KGross asset value

Search Form D filings →

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source

Fund ID: 805-6347026712
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1632054 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

VINTAGE VIII EMP OFFSHORE (US) AB LLCOther Private Fund$78.8KGross asset value

Search Form D filings →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-7758268281
Reported beneficial owners: 264
Minimum commitment: $0

Form ADV 1632054 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 11, 2022 · previous imported filing

Regulatory AUM$1,310,354,947,238 → $1,548,963,564,024
Client accounts80,225 → 99,767
Employees1,281 → 1,227

Filing source

Form ADV 1632054 · Mar 31, 2022 · Items 1 & 5

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.51T
Non-discretionary: $41.8B

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

200 WEST STREET
NEW YORK, NY, 10282, United States

CRD 107738

Filing source

Form ADV 1632054 · Mar 31, 2022 · Items 1 & 5

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.