GOLDMAN SACHS ASSET MANAGEMENT, L.P.: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	183	$484,837,869,228	37.0%
Pooled investment vehicles	1,413	$198,137,612,259	15.1%
Insurance companies	162	$179,287,164,035	13.7%
High-net-worth individuals	15,462	$161,655,856,322	12.3%
Retirement plans	135	$132,547,780,281	10.1%
Corporations & businesses	2,307	$96,411,339,336	7.4%
Sovereign wealth & foreign institutions	20	$25,050,611,139	1.9%
Charities	504	$12,104,488,005	0.9%
Individuals	1,142	$11,534,711,523	0.9%
Business development companies	4	$6,318,288,583	0.5%
Other clients	3,010	$1,582,338,794	0.1%
Government entities	Fewer than 5	$609,475,192	0.0%
Other investment advisers	12	$250,359,420	0.0%
Banks & thrifts	Fewer than 5	$27,053,121	0.0%

Filing source

Form ADV 1603386 · Feb 11, 2022 · Item 5.D

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

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EXCHANGE PLACE: ALL CAP LPOther Private Fund · Feeder$809MGross asset value

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Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICE WATERHOUSE COOPERS BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer ALLIANCEBERNSTEIN L.P. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer ARGENT ADVISORS, INC. MONROE, Louisiana, United States Related to adviser: No Other funds reporting this name →

Marketer ARVEST WEALTH MANAGEMENT LOWELL, Arkansas, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICE WATERHOUSE COOPERS
PCAOB 238

STATE STREET
LEI 571474TGEMMWANRLN572

ALLIANCEBERNSTEIN L.P.
CRD 108477 · SEC 801-56720

ARGENT ADVISORS, INC.
CRD 112028 · SEC 801-60187

ARVEST WEALTH MANAGEMENT
CRD 42057 · SEC 801-63738

Fund details & source

Fund ID: 805-4027616710
Reported beneficial owners: 207
Minimum commitment: $1M

Form ADV 1603386 · Feb 11, 2022 · Schedule D 7.B.(1)

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Dec 16, 2021 · previous imported filing

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Filing source

Form ADV 1603386 · Feb 11, 2022 · Items 1 & 5

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.28T
Non-discretionary: $32.8B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

200 WEST STREET
NEW YORK, NY, 10282, United States

CRD 107738

Filing source

Form ADV 1603386 · Feb 11, 2022 · Items 1 & 5

Reported by GOLDMAN SACHS ASSET MANAGEMENT, L.P. (CRD 107738).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.