Investment adviser · CRD 284818

GLUSKIN SHEFF + ASSOCIATES (US) INC.

Investment adviser filing (IA)

ENGLEWOOD CLIFFS, NJ, United States · Form ADV filed Mar 30, 2020

Regulatory AUM
$344M
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles8$343,620,537100.0%
Filing source

Form ADV 1391014 · Mar 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BLAIR FRANKLIN GLOBAL CREDIT FUNDHedge Fund · Last reported Mar 30, 2020$1.11BGross asset value
Fund administrator SS&C GLOBEOP HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLC TORONTO, ONTARIO, Canada
Custodian BANK OF NOVA SCOTIA TORONTO, ONTARIO, Canada Related to adviser: No
Custodian BMO NESBITT BURNS TORONTO, ONTARIO, Canada Related to adviser: No
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada Related to adviser: No
Custodian JP MORGAN BOSTON, Massachusetts, United States Related to adviser: No
Custodian TD SECURITIES INC. TORONTO, ONTARIO, Canada Related to adviser: No
Prime broker BANK OF NOVA SCOTIA TORONTO, ONTARIO, Canada
Prime broker BMO NESBITT BURNS TORONTO, ONTARIO, Canada
Prime broker BNP PARIBAS NEW YORK, New York, United States
Prime broker CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada
Prime broker JP MORGAN BOSTON, Massachusetts, United States
Prime broker TD SECURITIES INC. TORONTO, ONTARIO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLC
PCAOB 271

Fund details & source
Fund ID
805-4043275420
Reported beneficial owners
755
Minimum commitment
$193K

Form ADV 1391014 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GS+A TFI MASTER FUNDHedge Fund · Last reported Sep 28, 2017$251MGross asset value

Feeder funds

  • GS+A TACTICIAL FIXED INCOME FUND
Fund administrator CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ONTARIO, Canada Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLC TORONTO, ONTARIO, Canada
Custodian BANK OF NOVA SCOTIA TORONTO, ONTARIO, Canada Related to adviser: No
Custodian BMO NESBITT BURNS TORONTO, ONTARIO, Canada Related to adviser: No
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN BOSTON, Massachusetts, United States Related to adviser: No
Custodian TD SECURITIES INC. TORONTO, ONTARIO, Canada Related to adviser: No
Prime broker BANK OF NOVA SCOTIA TORONTO, ONTARIO, Canada
Prime broker BMO NESBITT BURNS TORONTO, ONTARIO, Canada
Prime broker BNP PARIBAS NEW YORK, New York, United States
Prime broker JP MORGAN BOSTON, Massachusetts, United States
Prime broker TD SECURITIES INC. TORONTO, ONTARIO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2409614890
Reported beneficial owners
736
Minimum commitment
$19.3K

Form ADV 1142428 · Sep 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GS+A ENHANCED PREFERRED SHARE FUNDHedge Fund · Last reported Jun 18, 2019$95.1MGross asset value
Fund administrator CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ONTARIO, Canada Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLC TORONTO, ONTARIO, Canada
Custodian BMO NESBITT BURNS TORONTO, ONTARIO, Canada Related to adviser: No
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian TD SECURITIES INC. TORONTO, ONTARIO, Canada Related to adviser: No
Prime broker BMO NESBITT BURNS TORONTO, ONTARIO, Canada
Prime broker BNP PARIBAS NEW YORK, New York, United States
Prime broker TD SECURITIES INC. TORONTO, ONTARIO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLC
PCAOB 271

Fund details & source
Fund ID
805-4118591676
Reported beneficial owners
396
Minimum commitment
$19K

Form ADV 1330132 · Jun 18, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2020. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Not reported in these imported fields

Principal office

930 SYLVAN AVENUE
ENGLEWOOD CLIFFS, NJ, 07632, United States

CRD 284818

Filing source

Form ADV 1391014 · Mar 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.