Investment adviser · CRD 148922

GLOBE WEALTH ADVISORS

Investment adviser filing (IA)

GLOBE FINANCIAL CORPORATION

DEERFIELD, IL, United States · Form ADV filed May 1, 2012

Regulatory AUM
$530M
Form ADV · Item 5.F
Client accounts
89
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GWA PSOther Private Fund · Last reported May 1, 2012$188MGross asset value
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3100362050
Reported beneficial owners
16
Minimum commitment
$1M

Form ADV 644245 · May 1, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GICOther Private Fund · Last reported May 1, 2012$163MGross asset value
Auditor MCGLADREY & PULLEN, LLC CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3539176539
Reported beneficial owners
14
Minimum commitment
$20K

Form ADV 644245 · May 1, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GIC PIOther Private Fund · Last reported May 1, 2012$62MGross asset value
Auditor MCGLADREY & PULLEN, LLC CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1744159728
Reported beneficial owners
14
Minimum commitment
$20K

Form ADV 644245 · May 1, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 1, 2012. View historical filings

Reported services

Individual portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

520 LAKE COOK ROAD, SUITE 100
DEERFIELD, IL, 60015, United States

CRD 148922

Filing source

Form ADV 644245 · May 1, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.