Investment adviser · CRD 306410

GLOBAL CAPITAL STRATEGIES II, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Feb 18, 2022

Regulatory AUM
$147M
Form ADV · Item 5.F
Client accounts
221
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals131$68,739,41446.8%
Individuals41$49,590,15233.7%
Corporations & businesses18$20,692,93214.1%
Pooled investment vehicles2$4,656,2203.2%
Retirement plansFewer than 5$3,288,3292.2%
Filing source

Form ADV 1595198 · Feb 18, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AVESTAR STRUCTURED NOTE SPV, LPOther Private Fund · Last reported Feb 18, 2022$45.3MGross asset value
Fund administrator NAV FUND ADMINISTRATION OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source
Fund ID
805-1490352986
Reported beneficial owners
10
Minimum commitment
$100K

Form ADV 1595198 · Feb 18, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVESTAR GLOBAL GROWTH STRATEGY SPHedge Fund · Last reported Feb 18, 2022$2.37MGross asset value
Fund administrator NAV FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES GREENWOOD VILLAGE, Colorado, United States
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES
PCAOB 349

Fund details & source
Fund ID
805-1805386614
Reported beneficial owners
7
Minimum commitment
$100K

Form ADV 1595198 · Feb 18, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 18, 2022. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

400 MADISON AVENUE SUITE 11D
NEW YORK, NY, 10017, United States

CRD 306410

Filing source

Form ADV 1595198 · Feb 18, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.