Investment adviser · CRD 159897

GLENFINNEN CAPITAL LLC

Investment adviser filing (IA)

FORT WAYNE, IN, United States · Form ADV filed Mar 27, 2015

Regulatory AUM
$36.6M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HIGHLAND CAPITAL MANAGEMENT INSTITUTIONAL FUND, L.L.C.Hedge Fund · Last reported Mar 27, 2015$30.9MGross asset value
Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SCHULTZ & CHEZ LLP CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer HEDGECO SECURITIES, LLC WEST PALM BEACH, Florida, United States Related to adviser: No
Marketer HEDGE HARBOR INC. NEW YORK, New York, United States Related to adviser: No
Marketer MID ATLANTIC CAPITAL CORPORATION PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

HEDGECO SECURITIES, LLC
CRD 142498 · SEC 8-67470

HEDGE HARBOR INC.
CRD 44324 · SEC 8-50629

MID ATLANTIC CAPITAL CORPORATION
CRD 10674 · SEC 8-27663

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source
Fund ID
805-3805101159
Reported beneficial owners
11
Minimum commitment
$250K

Form ADV 896804 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHLAND CAPITAL MANAGEMENT, L.P.Hedge Fund · Last reported Mar 27, 2015$22.8MGross asset value
Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SCHULTZ & CHEZ LLP CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer HEDGECO SECURITIES, LLC WEST PALM BEACH, Florida, United States Related to adviser: No
Marketer HEDGE HARBOR INC. NEW YORK, New York, United States Related to adviser: No
Marketer MID ATLANTIC CAPITAL CORPORATION PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

HEDGECO SECURITIES, LLC
CRD 142498 · SEC 8-67470

HEDGE HARBOR INC.
CRD 44324 · SEC 8-50629

MID ATLANTIC CAPITAL CORPORATION
CRD 10674 · SEC 8-27663

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source
Fund ID
805-8567595396
Reported beneficial owners
55
Minimum commitment
$250K

Form ADV 896804 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2015. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

9602 COLDWATER ROAD, SUITE 100
FORT WAYNE, IN, 46825, United States

CRD 159897

Filing source

Form ADV 896804 · Mar 27, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.