GENROCK CAPITAL MANAGEMENT, LP – investment adviser, $258M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$257,613,063	100.0%

Filing source

Form ADV 2070420 · Mar 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GENROCK INVESTMENT FUND II, LPPrivate Equity Fund · Last reported Mar 25, 2026$168MGross asset value

Form D fundraising filings

GenRock Investment Fund II, LP

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIZENS FINANCIAL GROUP, INC. PROVIDENCE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 185

CITIZENS FINANCIAL GROUP, INC.
LEI 2138004JDDA4ZQUPFW65

Fund details & source

Fund ID: 805-5489622267
Reported beneficial owners: 66
Minimum commitment: $5M
Form D file number: 021-431025

Form ADV 2070420 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GENROCK INVESTMENT FUND I, LPPrivate Equity Fund · Last reported Mar 25, 2026$89.8MGross asset value

Form D fundraising filings

GenRock Investment Fund I, LP

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIZENS FINANCIAL GROUP, INC. PROVIDENCE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 185

CITIZENS FINANCIAL GROUP, INC.
LEI 2138004JDDA4ZQUPFW65

Fund details & source

Fund ID: 805-2218770888
Reported beneficial owners: 16
Minimum commitment: $500K
Form D file number: 021-290739

Form ADV 2070420 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

375 SOUTH COUNTY ROAD, SUITE 210
PALM BEACH, FL, 33480, United States

CRD 290265

Filing source

Form ADV 2070420 · Mar 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.