Investment adviser · CRD 126909

GENESIS CAPITAL LLC

Investment adviser filing (IA)

GIG HARBOR, WA, United States · Form ADV filed Dec 5, 2016

Regulatory AUM
$6.23M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GENESIS STRATEGIC INVESTORS (QP), L.P.Hedge Fund · Last reported Dec 5, 2016$2.49MGross asset value

Form D fundraising filings

Genesis Strategic Investors (QP), L.P.

Fund administrator ALPS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG SAN FRANCISCO, California, United States
Custodian COLUMBIA STATE BANK GIG HARBOR, Washington, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6495466684
Reported beneficial owners
65
Minimum commitment
$500K
Form D file number
021-63799

Form ADV 1054729 · Dec 5, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GENESIS STRATEGIC INVESTORS OFFSHORE LTDHedge Fund · Last reported Dec 5, 2016$1.96MGross asset value

Form D fundraising filings

Genesis Strategic Investors Offshore, Ltd.

Fund administrator ADMIRAL ADMINISTRATION, LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG SAN FRANCISCO, California, United States
Custodian DEUTSCHE BANK GEORGE TOWN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3178835332
Reported beneficial owners
82
Minimum commitment
$500K
Form D file number
021-82573

Form ADV 1054729 · Dec 5, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GENESIS STRATEGIC INVESTORS L.P.Hedge Fund · Last reported Dec 5, 2016$1.78MGross asset value
Fund administrator ALPS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG SAN FRANCISCO, California, United States
Custodian COLUMBIA STATE BANK GIG HARBOR, Washington, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6360805393
Reported beneficial owners
97
Minimum commitment
$500K

Form ADV 1054729 · Dec 5, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GENESIS SPECIAL OPPORTUNITY (QP), L.P.Hedge Fund · Last reported Sep 27, 2012$13MGross asset value

Form D fundraising filings

Genesis Special Opportunity (QP), L.P.

Fund administrator ALPS PRICE MEADOWS BELLEVUE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO LLP SAN FRANCISCO, California, United States
Custodian COLUMBIA STATE BANK GIG HARBOR, Washington, United States Related to adviser: No
Custodian TD AMERITRADE SAN DIEGO, California, United States Related to adviser: No
Prime broker TD AMERITRADE SAN DIEGO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

TD AMERITRADE
SEC 8-60469

TD AMERITRADE
SEC 8-60469

Fund details & source
Fund ID
805-2487710092
Reported beneficial owners
80
Minimum commitment
$250K
Form D file number
021-122135

Form ADV 665065 · Sep 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GENESIS SPECIAL OPPORTUNITY, L.P.Hedge Fund · Last reported Sep 27, 2012$8.13MGross asset value
Fund administrator ALPS PRICE MEADOWS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO LLP SAN FRANCISCO, California, United States
Custodian COLUMBIA STATE BANK GIG HARBOR, Washington, United States Related to adviser: No
Custodian TD AMERITRADE SAN DIEGO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

TD AMERITRADE
SEC 8-60469

Fund details & source
Fund ID
805-2273566994
Reported beneficial owners
80
Minimum commitment
$250K
Form D file number
021-122136

Form ADV 665065 · Sep 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 5, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

7191 WAGNER WAY NW, SUITE 302
GIG HARBOR, WA, 98335, United States

CRD 126909

Filing source

Form ADV 1054729 · Dec 5, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.