Investment adviser · CRD 110179
GEN FINANCIAL MANAGEMENT INC.
Investment adviser filing (IA)
PLYMOUTH, MN, United States · Form ADV filed Feb 20, 2026
- Regulatory AUM
- $332M Form ADV · Item 5.F
- Client accounts
- 1,170 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 113 | $273,449,770 | 82.4% |
| Individuals | 133 | $55,073,360 | 16.6% |
| Charities | Fewer than 5 | $3,294,651 | 1.0% |
Filing source
Form ADV 2057874 · Feb 20, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 20, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters
Compensation
Percentage of assets · Fixed
Principal office
10810 OLD COUNTY ROAD 15, SUITE 200PLYMOUTH, MN, 55441, United States
CRD 110179
Filing source
Form ADV 2057874 · Feb 20, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.