GCA INVESTMENT MANAGEMENT, LLC – investment adviser, $75M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$74,981,264	100.0%

Filing source

Form ADV 1280107 · Mar 7, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GCA SUSTAINABLE GROWTH LONG ONLY MASTER FUND, LPHedge Fund · Last reported Mar 7, 2019$51.4MGross asset value

Feeder funds

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer KENMAR SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer KJELL LILLIEQUIST STOCKHOLM, Sweden Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

KENMAR SECURITIES, LLC
CRD 171793 · SEC 8-69482

Fund details & source

Fund ID: 805-1302350022
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-227400
Form D file number: 021-227449

Form ADV 1280107 · Mar 7, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GCA EMERGING MARKETS SUSTAINABLE GROWTH MASTER FUND, LTD.Hedge Fund · Last reported Mar 7, 2019$7.48MGross asset value

Feeder funds

GCA EMERGING MARKETS SUSTAINABLE GROWTH FUND, LP
GCA EMERGING MARKETS SUSTAINABLE GROWTH FUND, LP
GCA EMERGING MARKETS SUSTAINABLE GROWTH FUND, LTD.
GCA EMERGING MARKETS SUSTAINABLE GROWTH FUND, LTD.

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-1177523463
Reported beneficial owners: 7
Minimum commitment: $1M

Form ADV 1280107 · Mar 7, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GCA SUSTAINABLE GROWTH LONG/SHORT MASTER FUND, LPHedge Fund · Last reported Mar 30, 2016$16MGross asset value

Feeder funds

Fund administrator HEDGESERV LIMITED DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY NEW YORK, New York, United States Related to adviser: Yes

Prime broker MORGAN STANLEY NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4468054020
Reported beneficial owners: 15
Minimum commitment: $1M
Form D file number: 021-227424
Form D file number: 021-227435

Form ADV 1005686 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 7, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

640 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY, 10019, United States

CRD 173712

Filing source

Form ADV 1280107 · Mar 7, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.