Investment adviser · CRD 140261

GAVIN MANAGEMENT GROUP, INC.

Investment adviser filing (IA)

TORONTO, ONTARIO, Canada · Form ADV filed Jul 27, 2021

Regulatory AUM: $182M
Client accounts: 172
Employees: 5
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	38	$152,559,487	83.8%
Pooled investment vehicles	1	$14,785,513	8.1%
Individuals	41	$12,950,417	7.1%
Investment companies	4	$1,707,842	0.9%
Charities	Fewer than 5	$41,696	0.0%

Filing source

Form ADV 1555802 · Jul 27, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GAVIN SPECIAL OPPORTUNITIES FUND LPOther Private Fund · Last reported Jul 27, 2021$14.8MGross asset value

Auditor PKF O'CONNOR DAVIES, LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

PKF O'CONNOR DAVIES, LLP
PCAOB 127

Fund details & source

Fund ID: 805-7844915676
Reported beneficial owners: 32
Minimum commitment: $250K

Form ADV 1555802 · Jul 27, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 27, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

50 BAY STREET, SUITE 1444
TORONTO, ONTARIO, M5J 3A5, Canada

CRD 140261

Filing source

Form ADV 1555802 · Jul 27, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.