GATSBY MANAGEMENT, LLC: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	16	$921,902,142	100.0%

Filing source

Form ADV 2109014 · Jun 23, 2026 · Item 5.D

Reported by GATSBY MANAGEMENT, LLC (CRD 334518).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

GATSBY VENTURES LLC - SERIES FALCON IPrivate Equity Fund$111MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Gatsby Ventures LLC - Falcon I

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States Other funds reporting this name →

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-3361695830
Reported beneficial owners: 4
Minimum commitment: $0
Form D file number: 021-528427

Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)

Reported by GATSBY MANAGEMENT, LLC (CRD 334518).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 30, 2026 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 2109014 · Jun 23, 2026 · Items 1 & 5

Reported by GATSBY MANAGEMENT, LLC (CRD 334518).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $922M
Non-discretionary: $0

Filing history · 1 annual filing

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

FY 2025 · filed Mar 30, 2026

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 334518

Filing source

Form ADV 2109014 · Jun 23, 2026 · Items 1 & 5

Reported by GATSBY MANAGEMENT, LLC (CRD 334518).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.