Investment adviser · CRD 128166
GARY KLEIN CONSULTING
Investment adviser filing (IA)
1062611 ONTARIO LIMITED
· Form ADV filed Sep 11, 2024
- Regulatory AUM
- $13M Form ADV · Item 5.F
- Client accounts
- 38 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 19 | $6,905,168 | 53.0% |
| High-net-worth individuals | 6 | $6,128,817 | 47.0% |
Filing source
Form ADV 1900727 · Sep 11, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 11, 2024. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Fixed
Principal office
CRD 128166
Filing source
Form ADV 1900727 · Sep 11, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.