GARRISON LOAN MANAGEMENT LLC – investment adviser, $1.19B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$1,189,672,873	100.0%

Filing source

Form ADV 1400845 · Mar 27, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GARRISON BSL CLO 2018-1 LTD.Securitized Asset Fund · Last reported Mar 27, 2020$398MGross asset value

Fund administrator U.S. BANK, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK AG SANTA ANA, California, United States Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK AG
LEI 529900JA77IQLWAUIY31

Fund details & source

Fund ID: 805-8175078176
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1400845 · Mar 27, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GARRISON FUNDING 2015-1 LTD.Securitized Asset Fund · Last reported Mar 27, 2020$396MGross asset value

Fund administrator U.S. BANK, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source

Fund ID: 805-3943148760
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1400845 · Mar 27, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GARRISON FUNDING 2016-1 LTD.Securitized Asset Fund · Last reported Mar 27, 2020$395MGross asset value

Fund administrator U.S. BANK, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK AG SANTA ANA, California, United States Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source

Fund ID: 805-8126606730
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 1400845 · Mar 27, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2020. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1290 AVENUE OF THE AMERICAS, SUITE 914
NEW YORK, NY, 10104, United States

CRD 167651

Filing source

Form ADV 1400845 · Mar 27, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.