Investment adviser · CRD 105033

GARDNER LEWIS ASSET MANAGEMENT LP

Investment adviser filing (IA)

CHADDS FORD, PA, United States · Form ADV filed Jul 21, 2026

Regulatory AUM: $456M
Client accounts: 16
Employees: 8
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$355,158,573	77.8%
Corporations & businesses	Fewer than 5	$50,164,431	11.0%
Investment companies	1	$47,873,905	10.5%
High-net-worth individuals	Fewer than 5	$3,277,386	0.7%

Filing source

Form ADV 2121091 · Jul 21, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GARDNER LEWIS EVENT DRIVEN FUND, L.P.Hedge Fund · Last reported Jul 21, 2026$94.7MGross asset value

Fund administrator ARCHWAY GROUP INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO, LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO, LLP
PCAOB 243

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-6034412516
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-1653474

Form ADV 2121091 · Jul 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GARDNER LEWIS FUND, LPHedge Fund · Last reported Jul 21, 2026$83.9MGross asset value

Fund administrator ARCHWAY GROUP INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO, LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO, LLP
PCAOB 243

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-9799921154
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-875668

Form ADV 2121091 · Jul 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GL EVENT AND SPECIAL SITUATIONS MASTER FUND, LTDHedge Fund · Last reported Jul 21, 2026$69.3MGross asset value

Feeder funds

GL EVENT AND SPECIAL SITUATIONS FUND, LP
GL SPECIAL EVENT AND SPECIAL SITUATIONS FUND, LTD.

Fund administrator ARCHWAY GROUP INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO, LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian TD SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker TD SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO, LLP
PCAOB 243

GOLDMAN SACHS & CO. LLC
SEC 8-129

TD SECURITIES (USA) LLC
SEC 8-36747

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

TD SECURITIES (USA) LLC
CRD 18476 · SEC 8-36747

Fund details & source

Fund ID: 805-4800761296
Reported beneficial owners: 12
Minimum commitment: $1M

Form ADV 2121091 · Jul 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GARDNER LEWIS MERGER ARBITRAGE FUND, LPHedge Fund · Last reported Jul 21, 2026$14MGross asset value

Fund administrator ARCHWAY GROUP INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO, LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO, LLP
PCAOB 243

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-5405588222
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-1532448

Form ADV 2121091 · Jul 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GL EVENT AND SPECIAL SITUATION HOLDINGS, LLCHedge Fund · Last reported Jul 21, 2026$410KGross asset value

Fund administrator ARCHWAY GROUP INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO, LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO, LLP
PCAOB 243

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-1645001667
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 2121091 · Jul 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GARDNER LEWIS MERGER ARBITRAGE OFFSHORE FUND, LTD.Hedge Fund · Last reported Jul 26, 2019$12.5MGross asset value

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO, LLP PHILADELPHIA, Pennsylvania, United States

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO, LLP
PCAOB 243

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-7944779002
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-1659322

Form ADV 1336556 · Jul 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GARDNER LEWIS MERGER ARBITRAGE MASTER FUND, LPHedge Fund · Last reported Aug 14, 2024$99.7KGross asset value

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian TD SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker TD SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

GOLDMAN SACHS & CO. LLC
SEC 8-129

TD SECURITIES (USA) LLC
SEC 8-36747

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

TD SECURITIES (USA) LLC
CRD 18476 · SEC 8-36747

Fund details & source

Fund ID: 805-4794743631
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-1178467

Form ADV 1895250 · Aug 14, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 21, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

285 WILMINGTON WEST CHESTER PIKE
CHADDS FORD, PA, 19317-9039, United States

CRD 105033

Filing source

Form ADV 2121091 · Jul 21, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.