Investment adviser · CRD 301825

GAOTENG GLOBAL ASSET MANAGEMENT LIMITED

Investment adviser filing (IA)

HONG KONG, HONG KONG, Hong Kong · Form ADV filed Mar 24, 2026

Regulatory AUM: $13.4B
Client accounts: 22
Employees: 46
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	9	$9,423,938,989	70.6%
Banks & thrifts	Fewer than 5	$3,776,769,726	28.3%
Corporations & businesses	Fewer than 5	$89,830,762	0.7%
Insurance companies	Fewer than 5	$58,094,302	0.4%
High-net-worth individuals	Fewer than 5	$1,903,383	0.0%
Investment companies	1	$431,569	0.0%
Individuals	Fewer than 5	$87,059	0.0%

Filing source

Form ADV 2050190 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GAOTENG EMERGING MARKETS PLUS LONG SHORT FIXED INCOME ALPHA MASTER FUNDHedge Fund · Last reported Jun 5, 2024$98.8MGross asset value

Feeder funds

GAOTENG EMERGING MARKETS PLUS LONG/SHORT FIXED INCOME ALPHA FUND
GAOTENG EMERGING MARKETS PLUS LONG/SHORT FIXED INCOME ALPHA US FUND

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED NA, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NA, Cayman Islands

Custodian GOLDMAN SACHS INTERNATIONAL NA, United Kingdom Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL NA, United Kingdom

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-8791133574
Reported beneficial owners: 41
Minimum commitment: $100K

Form ADV 1881339 · Jun 5, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

UNIT 2105-07, 21/F MAN YEE BUILIDING, 68 DES VOEUX ROAD CENTRAL, CENTRAL
HONG KONG, HONG KONG, 999077, Hong Kong

CRD 301825

Filing source

Form ADV 2050190 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.