Investment adviser · CRD 138704

GALTERE LTD.

Investment adviser filing (IA)

ST. THOMAS, VI, United States · Form ADV filed Jul 23, 2014

Regulatory AUM
$375M
Form ADV · Item 5.F
Client accounts
11
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GALTERE STRATEGIC COMMODITY MASTER FUND LTD.Hedge Fund · Last reported Jul 23, 2014$51.4MGross asset value

Feeder funds

  • GALTERE STRATEGIC COMMODITY FUND LTD.
Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DECOSIMO CHATTANOOGA, Tennessee, United States
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer TOWN HALL NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN SECURITIES LLC
SEC 8-35008

TOWN HALL
CRD 154377 · SEC 8-68631

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-7870511287
Reported beneficial owners
2
Minimum commitment
$2.5M
Form D file number
021-202899

Form ADV 835920 · Jul 23, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALTERE INTERNATIONAL MASTER FUND, L.P.Hedge Fund · Last reported Jul 23, 2014$51.2MGross asset value

Feeder funds

  • GALTERE INTERNATIONAL FUND LTD
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DECOSIMO CHATTANOOGA, Tennessee, United States
Custodian AUERBACH GRAYSON & COMPANY LLC NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC NEW YORK, New York, United States Related to adviser: No
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker JP MORGAN CHASE N.A. NEW YORK, New York, United States
Prime broker NEWEDGE USA, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

AUERBACH GRAYSON & COMPANY LLC
SEC 8-45136

JEFFERIES LLC
SEC 8-15074

NEWEDGE USA, LLC
SEC 8-47023

JEFFERIES LLC
CRD 2347 · SEC 8-15074

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Fund details & source
Fund ID
805-2817180405
Reported beneficial owners
25
Minimum commitment
$2.5M
Form D file number
021-130614
Form D file number
021-90858

Form ADV 835920 · Jul 23, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALTERE GLOBAL FARMLAND FUND LLCPrivate Equity Fund · Last reported Jul 23, 2014$11.9MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DECOSIMO CHATTANOOGA, Tennessee, United States
Custodian CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7379810300
Reported beneficial owners
6
Minimum commitment
$2.5M

Form ADV 835920 · Jul 23, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALTERE INTERNATIONAL SELECT MASTER FUND LTDHedge Fund · Last reported Mar 27, 2013$208MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No
Custodian ROYAL BANK OF SCOTLAND PLC. STAMFORD, Connecticut, United States Related to adviser: No
Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No
Marketer TOWN HALL NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker JP MORGAN CHASE, N.A. NEW YORK, New York, United States
Prime broker NEWEDGE USA, LLC NEW YORK, New York, United States
Prime broker ROYAL BANK OF SCOTLAND PLC. STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

JEFFERIES LLC
SEC 8-15074

NEWEDGE USA, LLC
SEC 8-47023

TOWN HALL
CRD 154377 · SEC 8-68631

JEFFERIES LLC
CRD 2347 · SEC 8-15074

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Fund details & source
Fund ID
805-1526198636
Reported beneficial owners
7
Minimum commitment
$2.5M
Form D file number
021-156677
Form D file number
021-158209

Form ADV 712856 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALTERE ULTRA OPPORTUNITY MASTER FUND LTDHedge Fund · Last reported Nov 30, 2012$31.8MGross asset value

Feeder funds

  • GALTERE ULTRA OPPORTUNITY FUND LLC
  • GALTERE ULTRA OPPORTUNITY FUND LTD
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian BCP SECURITIES, LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No
Custodian JP MORGAN CHASE N.A NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No
Marketer TOWN HALL NEW YORK, New York, United States Related to adviser: No
Prime broker JP MORGAN CHASE N.A NEW YORK, New York, United States
Prime broker NEWEDGE USA, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BCP SECURITIES, LLC
SEC 8-42836

NEWEDGE USA, LLC
SEC 8-47023

TOWN HALL
CRD 154377 · SEC 8-68631

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Fund details & source
Fund ID
805-4776176080
Reported beneficial owners
2
Minimum commitment
$2.5M
Form D file number
021-99999

Form ADV 683258 · Nov 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 23, 2014. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

5328 YACHT HAVEN GRANDE, SUITE C201
ST. THOMAS, VI, 00802, United States

CRD 138704

Filing source

Form ADV 835920 · Jul 23, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.