Investment adviser · CRD 163372

GALT GLOBAL CAPITAL INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

GEORGE TOWN, GRAND CAYMAN, Cayman Islands · Form ADV filed Feb 20, 2013

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GLOBAL INNOVATION SPV I, LTD.Hedge Fund · Last reported Feb 20, 2013$17.2MGross asset value

Form D fundraising filings

Global Innovation SPV I, Ltd.

Fund administrator CIBC BANK AND TRUST COMPANY (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGE TOWN, Cayman Islands
Marketer JOHN THOMAS FINANCIAL NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

JOHN THOMAS FINANCIAL
CRD 40982 · SEC 8-49254

Fund details & source
Fund ID
805-3334222866
Reported beneficial owners
75
Minimum commitment
$200K
Form D file number
021-169678

Form ADV 701817 · Feb 20, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL INNOVATION FUND, LTD.Hedge Fund · Last reported Feb 20, 2013$2.1MGross asset value
Fund administrator CIBC BANK AND TRUST COMPANY (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGE TOWN, Cayman Islands
Custodian RICHARDSON GMP LIMITED MONTREAL, QUEBEC, Canada Related to adviser: No
Prime broker RICHARDSON GMP LIMITED MONTREAL, QUEBEC, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1757703094
Reported beneficial owners
10
Minimum commitment
$100K

Form ADV 701817 · Feb 20, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL INNOVATION SPV II, LTD.Hedge Fund · Last reported Feb 20, 2013$1.1MGross asset value
Fund administrator CIBC BANK AND TRUST COMPANY (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGE TOWN, Cayman Islands
Marketer EMERSON EQUITY LLC SAN MATEO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

EMERSON EQUITY LLC
CRD 130032

Fund details & source
Fund ID
805-9307912103
Reported beneficial owners
1
Minimum commitment
$200K

Form ADV 701817 · Feb 20, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 20, 2013. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

C/O STUARTS CORPORATE SERVICES LIMITED, 36A DR. ROY'S DRIVE
GEORGE TOWN, GRAND CAYMAN, KY1-1104, Cayman Islands

CRD 163372

Filing source

Form ADV 701817 · Feb 20, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.