Investment adviser · CRD 165717

GALLOWAY CAPITAL MANAGEMENT LTD.

Investment adviser filing (IA)

ITAIM BIBI - SAO PAULO, Brazil · Form ADV filed Jul 26, 2017

Regulatory AUM
$2.4M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GALLOWAY MASTER FUNDHedge Fund · Last reported Jul 26, 2017$95MGross asset value

Feeder funds

Fund administrator DEUTSCHE BANK LUXEMBOURG S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG S.A. MUNSBACH, Luxembourg
Custodian DEUTSCHE BANK SECURITIES INC. LUXEMBOURG, Luxembourg Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. LUXEMBOURG, Luxembourg
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source
Fund ID
805-4884203681
Reported beneficial owners
85
Minimum commitment
$0

Form ADV 1128143 · Jul 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALLOWAY GLOBAL EM FIXED INCOME FUND LTD.Hedge Fund · Last reported Mar 7, 2016$80MGross asset value

Feeder funds

Fund administrator DEUTSCHE BANK SA FRANKFURT, Germany Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG S.A. MUNSBACH, Luxembourg
Custodian CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SA FRANKFURT, Germany Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
SEC 8-32482

MORGAN STANLEY & CO. LLC
SEC 8-15869

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
CRD 15654 · SEC 8-32482

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5267216674
Reported beneficial owners
60
Minimum commitment
$0

Form ADV 987556 · Mar 7, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 26, 2017. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Commissions · Performance-based

Principal office

R. DR. RENATO PAES DE BARROS, 750 -95, 04530-001
ITAIM BIBI - SAO PAULO, Brazil

CRD 165717

Filing source

Form ADV 1128143 · Jul 26, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.