Investment adviser · CRD 162057

GALBRAITH CAPITAL INVESTMENT MANAGEMENT CORP

Investment adviser filing (IA)

SAFETY HARBOR, FL, United States · Form ADV filed Mar 5, 2012

Regulatory AUM
$117M
Form ADV · Item 5.F
Client accounts
10
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GALBRAITH GLOBAL STRATEGIES MASTER FUND, LPHedge Fund · Last reported Mar 5, 2012$16.8MGross asset value

Feeder funds

  • GALBRAITH GLOBAL STRATEGIES FUND, LP
  • GALBRAITH GLOBAL STRATEGIES OFFSHORE FUND, LTD
Fund administrator ALPHAMETRIX 360, LLC COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS AND COMPANY ROSELAND, New Jersey, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer HAMILTON MILLER INVESTMENTS, LLC GREENWOOD VILLAGE, Colorado, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

UBS SECURITIES LLC
SEC 8-22651

HAMILTON MILLER INVESTMENTS, LLC
CRD 41896 · SEC 8-49621

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-6105038867
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 614807 · Mar 5, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GALBRAITH SYSTEMATIC ARBITRAGE MASTER FUND, LPHedge Fund · Last reported Mar 5, 2012$1.5MGross asset value

Feeder funds

  • GALBRAITH SYSTEMATIC ARBITRAGE FUND, LP
  • GALBRAITH SYSTEMATIC ARBITRAGE FUND, LTD
Fund administrator ALPHAMETRIX 360, LTD GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS AND COMPANY GEORGE TOWN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer HAMILTON MILLER INVESTMENTS, LLC GREENWOOD VILLAGE, Colorado, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

UBS SECURITIES LLC
SEC 8-22651

HAMILTON MILLER INVESTMENTS, LLC
CRD 41896 · SEC 8-49621

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-5143871715
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 614807 · Mar 5, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 5, 2012. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

100 MAIN STREET, SUITE 202
SAFETY HARBOR, FL, 34695, United States

CRD 162057

Filing source

Form ADV 614807 · Mar 5, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.