Investment adviser · CRD 104949

GABELLI FUNDS, LLC

Investment adviser filing (IA)

RYE, NY, United States · Form ADV filed Jul 14, 2026

Regulatory AUM: $24.6B
Client accounts: 54
Employees: 56
Advisory professionals: 47

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	31	$23,917,761,328	97.4%
Pooled investment vehicles	2	$633,636,810	2.6%

Filing source

Form ADV 2119459 · Jul 14, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GAMCO MERGER ARBITRAGEOther Private Fund · Last reported Jul 14, 2026$548MGross asset value

Form D fundraising filings

GAMCO International SICAV

Fund administrator CACEIS BANK, LUXEMBOURG BRANCH ESCH-SUR-ALZETTE, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AUDIT LUXEMBOURG, Luxembourg

Custodian CACEIS BANK, LUXEMBOURG BRANCH ESCH-SUR-ALZETTE, Luxembourg Related to adviser: No

Marketer ASTRIA CAPTIAL PARIS, France Related to adviser: No

Marketer BANCO ALCALA, SA MADRID, Spain Related to adviser: No

Marketer CAPITAL STRATEGIES MADRID, Spain Related to adviser: No

Marketer CREDIT ANDORRA, S.A. ANDORRA, Andorra Related to adviser: No

Marketer FRANCOIS HERREN MARKETING GENEVA, Switzerland Related to adviser: No

Marketer MULTI BOUTIQUE MARKETERS (MBMS) SA CRAUTHEM, Luxembourg Related to adviser: No

Marketer PAULIER & CIA PANAMA, Panama Related to adviser: No

Marketer VICTOR PAULLIER & CIA MONTEVEDIO, Uruguay Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE AUDIT
PCAOB 1287

CACEIS BANK, LUXEMBOURG BRANCH
LEI 5493001VXKQHV607PY61

Fund details & source

Fund ID: 805-2278533639
Reported beneficial owners: 178
Minimum commitment: $1K
Form D file number: 021-239865

Form ADV 2119459 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GABELLI MERCHANT PARTNERS PLCOther Private Fund · Last reported Jul 14, 2026$75.4MGross asset value

Fund administrator STATE STREET BANK AND TRUST COMPANY LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LONDON, United Kingdom

Custodian STATE STREET BANK AND TRUST COMPANY LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 876

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-8817463012
Reported beneficial owners: 20
Minimum commitment: $0

Form ADV 2119459 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GAMCO CONVERTIBLE SECURITIESOther Private Fund · Last reported Jul 14, 2026$5.36MGross asset value

Fund administrator CACEIS BANK, LUXEMBOURG BRANCH ESCH-SUR-ALZETTE, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AUDIT LUXEMBOURG, Luxembourg

Custodian CACEIS BANK, LUXEMBOURG BRANCH ESCH-SUR-ALZETTE, Luxembourg Related to adviser: No

Marketer ASTRIA CAPITAL PARIS, France Related to adviser: No

Marketer BANCO ALCALA, SA MADRID, Spain Related to adviser: No

Marketer CAPITAL STRATEGIES MADRID, Spain Related to adviser: No

Marketer CREDIT ANDORRA, S.A. ANDORRA, Andorra Related to adviser: No

Marketer FRANCOIS HERREN MARKETING GENEVA, Switzerland Related to adviser: No

Marketer MULTI BOUTIQUE MARKETERS (MBMS) SA CRAUTHEM, Luxembourg Related to adviser: No

Marketer PAULLIER & CIA PAN, Panama Related to adviser: No

Marketer VICTOR PAULLIER & CIA MONTEVEDIO, Uruguay Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE AUDIT
PCAOB 1287

CACEIS BANK, LUXEMBOURG BRANCH
LEI 5493001VXKQHV607PY61

Fund details & source

Fund ID: 805-8702293890
Reported beneficial owners: 15
Minimum commitment: $1K

Form ADV 2119459 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GAMCO ALL CAP VALUEOther Private Fund · Last reported Jul 14, 2026$4.62MGross asset value

Fund administrator CACEIS BANK, LUXEMBOURG BRANCH ESCH-SUR-ALZETTE, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AUDIT LUXEMBOURG, Luxembourg

Custodian CACEIS BANK, LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg Related to adviser: No

Marketer ASTRIA CAPITAL PARIS, France Related to adviser: No

Marketer BANCO ALCALA, SA MADRID, Spain Related to adviser: No

Marketer CAPITAL STRATEGIES MADRID, Spain Related to adviser: No

Marketer CREDIT ANDORRA, S.A. ANDORRA, Andorra Related to adviser: No

Marketer FRANCOIS HERREN MARKETING GENEVA, Switzerland Related to adviser: No

Marketer MULTI BOUTIQUE MARKETERS (MBMS) SA CRAUTHEM, Luxembourg Related to adviser: No

Marketer PAULLIER & CIA PANAMA, Panama Related to adviser: No

Marketer VICTOR PAULLIER & CIA MONTEVEDIO, Uruguay Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE AUDIT
PCAOB 1287

CACEIS BANK, LUXEMBOURG BRANCH
LEI 5493001VXKQHV607PY61

Fund details & source

Fund ID: 805-6589162798
Reported beneficial owners: 17
Minimum commitment: $1K

Form ADV 2119459 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GABELLI VALUE PLUS TRUST+ PLCHedge Fund · Last reported Jul 9, 2021$199MGross asset value

Fund administrator STATE STREET BANK AND TRUST COMPANY LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LONDON, United Kingdom

Custodian STATE STREET BANK AND TRUST COMPANY LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 876

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-2583326492
Reported beneficial owners: 177
Minimum commitment: $1K

Form ADV 1552340 · Jul 9, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 14, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE CORPORATE CENTER
RYE, NY, 10580-1422, United States

CRD 104949

Filing source

Form ADV 2119459 · Jul 14, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.