Investment adviser · CRD 42186
G.W. SHERWOLD ASSOCIATES, INC.
Investment adviser filing (IA)
LAKE FOREST, CA, United States · Form ADV filed Feb 13, 2026
- Regulatory AUM
- $572M Form ADV · Item 5.F
- Client accounts
- 786 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 9 | $425,865,343 | 74.4% |
| Individuals | 415 | $146,508,664 | 25.6% |
Filing source
Form ADV 2054095 · Feb 13, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 13, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
22994 EL TORO RDLAKE FOREST, CA, 92630, United States
CRD 42186
Filing source
Form ADV 2054095 · Feb 13, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.