Investment adviser · CRD 113742

FX CONCEPTS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Nov 4, 2013

Employees
7
Reported in this filing
Advisory professionals
0
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FX CONCEPTS GLOBAL FUNDS MASTER TRUST - MULTI-STRATEGY SERIESHedge Fund · Last reported Nov 4, 2013$68.7MGross asset value

Feeder funds

  • FX CONCEPTS GLOBAL FUNDS MASTER TRUST - MULTI-STRATEGY INSTITUTIONAL SERIES
  • FX CONCEPTS (SAC) LTD MULTI-STRATEGY FUND
Fund administrator ISIS FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. NEW YORK, New York, United States
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK, N.A. LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK, AG LONDON, United Kingdom Related to adviser: No
Marketer ALPHASOURCE CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer AQUA WEALTH MANAGEMENT S.A. MONTEVIDEO, Uruguay Related to adviser: No
Marketer DEUTSCHE BANK AG SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Marketer DR. PENGIRAN HISHAMUDDIN BANDAR SERI BEGAWAN, Brunei Related to adviser: No
Marketer KYOSUK LEE AND CHUNG WAN KIM KOWLOON WEST, Hong Kong Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer UNIVERSAL FINANCIAL CONSULTANTS, INC. CLEARWATER, Florida, United States Related to adviser: No
Marketer VIANT CAPITAL LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS NEW YORK, New York, United States
Prime broker CITIBANK, N.A. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK, AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALPHASOURCE CAPITAL SECURITIES LLC
CRD 145875 · SEC 8-67759

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

VIANT CAPITAL LLC
CRD 46948 · SEC 8-51602

Fund details & source
Fund ID
805-8832714734
Reported beneficial owners
8
Minimum commitment
$250K

Form ADV 764634 · Nov 4, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FX CONCEPTS GLOBAL FUNDS MASTER TRUST - GCP SERIESHedge Fund · Last reported Nov 4, 2013$28.9MGross asset value

Feeder funds

  • FX CONCEPTS (SAC) LTD. GCP FUND
Fund administrator ISIS FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY P.C. NEW YORK, New York, United States
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK, N.A. LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK, AG LONDON, United Kingdom Related to adviser: No
Marketer ALPHASOURCE CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer AQUA WEALTH MANAGEMENT S.A. MONTEVIDEO, Uruguay Related to adviser: No
Marketer DEUTSCHE BANK AG SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Marketer DR. PENGIRAN HISHAMUDDIN BANDAR SERI BEGAWAN, Brunei Related to adviser: No
Marketer KYOSUK LEE AND CHUNG WAN KIM KOWLOON WEST, Hong Kong Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer UNIVERSAL FINANCIAL CONSULTANTS, INC. CLEARWATER, Florida, United States Related to adviser: No
Marketer VIANT CAPITAL LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS NEW YORK, New York, United States
Prime broker CITIBANK, N.A. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK, AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALPHASOURCE CAPITAL SECURITIES LLC
CRD 145875 · SEC 8-67759

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

VIANT CAPITAL LLC
CRD 46948 · SEC 8-51602

Fund details & source
Fund ID
805-6598487902
Reported beneficial owners
8
Minimum commitment
$250K

Form ADV 764634 · Nov 4, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FX CONCEPTS GLOBAL FUNDS MASTER TRUST II GFM SERIESHedge Fund · Last reported Nov 4, 2013$11.5MGross asset value

Feeder funds

  • FX CONCEPTS (SAC) LTD. GFM FUND
Fund administrator ISIS FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. NEW YORK, New York, United States
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK, N.A. LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK, AG LONDON, United Kingdom Related to adviser: No
Marketer ALPHASOURCE CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer AQUA WEALTH MANAGEMENT S.A. MONTEVIDEO, Uruguay Related to adviser: No
Marketer DEUTSCHE BANK AG SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Marketer DR. PENGIRAN HISHAMUDDIN BANDAR SERI BEGAWAN, Brunei Related to adviser: No
Marketer KYOSUK LEE AND CHUNG WAN KIM KOWLOON WEST, Hong Kong Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer UNIVERSAL FINANCIAL CONSULTANTS, INC. CLEARWATER, Florida, United States Related to adviser: No
Marketer VIANT CAPITAL LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS NEW YORK, New York, United States
Prime broker CITIBANK, N.A. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK, AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALPHASOURCE CAPITAL SECURITIES LLC
CRD 145875 · SEC 8-67759

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

VIANT CAPITAL LLC
CRD 46948 · SEC 8-51602

Fund details & source
Fund ID
805-8272816268
Reported beneficial owners
28
Minimum commitment
$250K
Form D file number
021-1507724

Form ADV 764634 · Nov 4, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FX CONCEPTS (SAC) LTD. PROTECTION FUNDHedge Fund · Last reported Nov 4, 2013$9.02MGross asset value
Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. NEW YORK, New York, United States
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Marketer ALPHASOURCE CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer AQUA WEALTH MANAGEMENT S.A. MONTEVIDEO, Uruguay Related to adviser: No
Marketer DEUTSCHE BANK AG SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Marketer DR. PENGIRAN HISHAMUDDIN BANDAR SERI BEGAWAN, Brunei Related to adviser: No
Marketer KYOSUK LEE AND CHUNG WAN KIM KOWLOON WEST, Hong Kong Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer UNIVERSAL FINANCIAL CONSULTANTS, INC. CLEARWATER, Florida, United States Related to adviser: No
Marketer VIANT CAPITAL LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALPHASOURCE CAPITAL SECURITIES LLC
CRD 145875 · SEC 8-67759

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

VIANT CAPITAL LLC
CRD 46948 · SEC 8-51602

Fund details & source
Fund ID
805-8214333299
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 764634 · Nov 4, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FX CONCEPTS (SAC) LTD. MULTI-STRATEGY HIGH ALPHA GBP FUNDHedge Fund · Last reported Mar 25, 2013$69.5MGross asset value
Fund administrator ISIS FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. NEW YORK, New York, United States
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK, AG LONDON, United Kingdom Related to adviser: No
Marketer ALPHASOURCE CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer AQUA WEALTH MANAGEMENT S.A. MONTEVIDEO, Uruguay Related to adviser: No
Marketer DEUTSCHE BANK AG SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Marketer DR. PENGIRAN HISHAMUDDIN BANDAR SERI BEGAWAN, Brunei Related to adviser: No
Marketer KYOSUK LEE AND CHUNG WAN KIM KOWLOON WEST, Hong Kong Related to adviser: No
Marketer SOVEREIGN INVESTMENT RESEARCH PTY LTD MELBOURNE, Australia Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer UNIVERSAL FINANCIAL CONSULTANTS, INC. CLEARWATER, Florida, United States Related to adviser: No
Marketer VIANT CAPITAL LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS NEW YORK, New York, United States
Prime broker CITIBANK, N.A. LONDON, United Kingdom
Prime broker DEUTSCHE BANK, AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALPHASOURCE CAPITAL SECURITIES LLC
CRD 145875 · SEC 8-67759

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

VIANT CAPITAL LLC
CRD 46948 · SEC 8-51602

Fund details & source
Fund ID
805-2104980604
Reported beneficial owners
2
Minimum commitment
$8M

Form ADV 689829 · Mar 25, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FX CONCEPTS (SAC) LTD. VOLATILITY JPY FUNDHedge Fund · Last reported Mar 25, 2013$10.2MGross asset value
Fund administrator ISIS FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. NEW YORK, New York, United States
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Marketer ALPHASOURCE CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer AQUA WEALTH MANAGEMENT S.A. MONTEVIDEO, Uruguay Related to adviser: No
Marketer DEUTSCHE BANK AG SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Marketer DR. PENGIRAN HISHAMUDDIN BANDAR SERI BEGAWAN, Brunei Related to adviser: No
Marketer KYOSUK LEE AND CHUNG WAN KIM KOWLOON WEST, Hong Kong Related to adviser: No
Marketer SOVEREIGN INVESTMENT RESEARCH PTY LTD MELBOURNE, Australia Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer UNIVERSAL FINANCIAL CONSULTANTS, INC. CLEARWATER, Florida, United States Related to adviser: No
Marketer VIANT CAPITAL LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALPHASOURCE CAPITAL SECURITIES LLC
CRD 145875 · SEC 8-67759

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

VIANT CAPITAL LLC
CRD 46948 · SEC 8-51602

Fund details & source
Fund ID
805-3258867187
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 689829 · Mar 25, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FX CONCEPTS (SAC) LTD. VOLATILITY FUNDHedge Fund · Last reported Apr 17, 2012$5.88MGross asset value
Fund administrator ISIS FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG NEW YORK, New York, United States
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Marketer ALPHASOURCE CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer AQUA WEALTH MANAGEMENT S.A. MONTEVIDEO, Uruguay Related to adviser: No
Marketer DEUTSCHE BANK AG SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Marketer DR. PENGIRAN HISHAMUDDIN BANDAR SERI BEGAWAN, Brunei Related to adviser: No
Marketer KYOSUK LEE AND CHUNG WAN KIM KOWLOON WEST, Hong Kong Related to adviser: No
Marketer SOVEREIGN INVESTMENT RESEARCH PTY LTD MELBOURNE, Australia Related to adviser: No
Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer UNIVERSAL FINANCIAL CONSULTANTS, INC. CLEARWATER, Florida, United States Related to adviser: No
Marketer VIANT CAPITAL LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ALPHASOURCE CAPITAL SECURITIES LLC
CRD 145875 · SEC 8-67759

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

VIANT CAPITAL LLC
CRD 46948 · SEC 8-51602

Fund details & source
Fund ID
805-6480099736
Reported beneficial owners
2
Minimum commitment
$250K

Form ADV 640734 · Apr 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 4, 2013. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets · Subscription · Performance-based

Principal office

3 PARK AVENUE, 30TH FLOOR
NEW YORK, NY, 10016, United States

CRD 113742

Filing source

Form ADV 764634 · Nov 4, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.