Investment adviser · CRD 284064
FWG INVESTMENTS, LLC
Investment adviser filing (IA)
LEXINGTON, KY, United States · Form ADV filed May 22, 2026
- Regulatory AUM
- $349M Form ADV · Item 5.F
- Client accounts
- 3,534 Accounts, not individual clients
- Employees
- 27 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 1,794 | $293,749,591 | 84.2% |
| High-net-worth individuals | 19 | $40,836,678 | 11.7% |
| Retirement plans | 28 | $9,336,805 | 2.7% |
| Corporations & businesses | 5 | $4,425,160 | 1.3% |
| Charities | Fewer than 5 | $700,533 | 0.2% |
Filing source
Form ADV 2106972 · May 22, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 22, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
2704 OLD ROSEBUD ROAD, SUITE 160LEXINGTON, KY, 40509, United States
CRD 284064
Filing source
Form ADV 2106972 · May 22, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.