Investment adviser · CRD 109194
FUNDX INVESTMENT GROUP, LLC
Investment adviser filing (IA)
SAN FRANCISCO, CA, United States · Form ADV filed Mar 29, 2021
- Regulatory AUM
- $893M Form ADV · Item 5.F
- Client accounts
- 616 Accounts, not individual clients
- Employees
- 14 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 5 | $466,298,161 | 52.2% |
| High-net-worth individuals | 179 | $377,749,787 | 42.3% |
| Retirement plans | 5 | $19,592,718 | 2.2% |
| Individuals | 106 | $16,426,256 | 1.8% |
| Corporations & businesses | 4 | $13,307,022 | 1.5% |
Filing source
Form ADV 1489625 · Mar 29, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 29, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Hourly · Subscription · Fixed
Principal office
101 MONTGOMERY STREET, STE 2400SAN FRANCISCO, CA, 94104-4138, United States
CRD 109194
Filing source
Form ADV 1489625 · Mar 29, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.