Investment adviser · CRD 130096

FUNDAMENTAL CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

FUNDAMENTAL CAPITAL MANAGEMENT LLC

PASADENA, CA, United States · Form ADV filed Sep 13, 2012

Regulatory AUM
$60.7M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FUNDAMENTAL LPHedge Fund · Last reported Sep 13, 2012$42.6MGross asset value

Form D fundraising filings

Fundamental LP

Fund administrator PANOPTIC FUND ADMINISTRATION SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO. BEVERLY HILLS, California, United States
Custodian WILMINGTON TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No
Marketer GIRARD SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No
Marketer NEWPORT COAST ASSET MANAGEMENT IRVINE, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GIRARD SECURITIES, INC.
CRD 18697 · SEC 801-61470

NEWPORT COAST ASSET MANAGEMENT
CRD 16944 · SEC 801-67802

Fund details & source
Fund ID
805-9330158267
Reported beneficial owners
67
Minimum commitment
$500K
Form D file number
021-80211

Form ADV 669728 · Sep 13, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FUNDAMENTAL CREDIT LPHedge Fund · Last reported Sep 13, 2012$19.8MGross asset value

Form D fundraising filings

Fundamental Credit LP

Auditor ROTHSTEIN KASS & CO. BEVERLY HILLS, California, United States
Custodian WILMINGTON TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4833904419
Reported beneficial owners
29
Minimum commitment
$500K
Form D file number
021-130854

Form ADV 669728 · Sep 13, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 13, 2012. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

140 SOUTH LAKE AVENUE, SUITE 302
PASADENA, CA, 91101, United States

CRD 130096

Filing source

Form ADV 669728 · Sep 13, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.