Investment adviser · CRD 107033

FULLER & THALER ASSET MANAGEMENT INC

Investment adviser filing (IA)

SAN MATEO, CA, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $30.3B
Client accounts: 6,127
Employees: 30
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	8	$25,021,256,240	82.7%
Individuals	5,559	$1,998,722,175	6.6%
Charities	75	$705,279,609	2.3%
Retirement plans	21	$531,191,029	1.8%
Government entities	9	$519,876,310	1.7%
Other clients	19	$473,803,741	1.6%
Corporations & businesses	235	$453,737,303	1.5%
High-net-worth individuals	197	$392,430,304	1.3%
Pooled investment vehicles	1	$153,136,045	0.5%
Insurance companies	Fewer than 5	$3,551,390	0.0%
Banks & thrifts	Fewer than 5	$460,859	0.0%

Filing source

Form ADV 2081173 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BEHAVIORAL EQUITY MARKET NEUTRAL MASTER FUND, LTD.Hedge Fund · Last reported May 15, 2017$21.6MGross asset value

Feeder funds

BEHAVIORAL EQUITY MARKET NEUTRAL FUND, L.P.
BEHAVIORAL EQUITY MARKET NEUTRAL FUND, LTD.

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG WALNUT CREEK, California, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-4703413065
Reported beneficial owners: 12
Minimum commitment: $1M
Form D file number: 021-1518080
Form D file number: 021-1518081
Form D file number: 021-1518082

Form ADV 1115530 · May 15, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

411 BOREL AVENUE, SUITE 300
SAN MATEO, CA, 94402, United States

CRD 107033

Filing source

Form ADV 2081173 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.