Investment adviser · CRD 7461

FSC SECURITIES CORPORATION

Investment adviser filing (IA)

ATLANTA, GA, United States · Form ADV filed Oct 12, 2023

Regulatory AUM: $11.7B
Client accounts: 52,792
Employees: 2,174
Advisory professionals: 545

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	28,973	$5,883,437,692	50.1%
High-net-worth individuals	4,631	$5,534,155,407	47.1%
Corporations & businesses	200	$220,668,490	1.9%
Charities	94	$60,136,662	0.5%
Retirement plans	57	$43,107,748	0.4%
Government entities	Fewer than 5	$3,631,182	0.0%
Banks & thrifts	Fewer than 5	$514,058	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 1793296 · Oct 12, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Oct 12, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

2300 WINDY RIDGE PKWY, SUITE 750
ATLANTA, GA, 30339, United States

CRD 7461

Filing source

Form ADV 1793296 · Oct 12, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.