Investment adviser · CRD 163177

FRM INVESTMENT MANAGEMENT LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

ST PETER PORT, Guernsey · Form ADV filed Sep 19, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FRM MORAINE FUND LTD.Hedge Fund · Last reported Sep 19, 2016$26MGross asset value
Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CAMANA BAY, GRAND CAYMAN, Cayman Islands
Custodian JP MORGAN CHASE BANK, N.A. (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3795042394
Reported beneficial owners
17
Minimum commitment
$250K
Form D file number
021-205644

Form ADV 1041316 · Sep 19, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRM SIGMA FUND LIMITEDHedge Fund · Last reported Dec 18, 2012$716MGross asset value
Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands
Custodian JP MORGAN CHASE BANK, NATIONAL ASSOCIATION (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No
Marketer ARM CAPITAL ST HELIER, Jersey Related to adviser: No
Marketer BANCO COMERCIAL PORTUGUES SA OPORTO, Portugal Related to adviser: No
Marketer COGESP SA LUGANO, Switzerland Related to adviser: No
Marketer DBS BANK (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: No
Marketer DBS BANK SINGAPORE SINGAPORE, Singapore Related to adviser: No
Marketer DPZ CAPITAL ST HELIER, Jersey Related to adviser: No
Marketer GREEN SHOOTS CAPITAL LLC ZUG, Switzerland Related to adviser: No
Marketer GROW INVESTIMENTOS LISBON, Portugal Related to adviser: No
Marketer IBK SECURITIES SEOUL, Korea, South Related to adviser: No
Marketer INVESTMENT SCIENCE ADELAIDE, Australia Related to adviser: No
Marketer JULIUS BAER ZURICH, Switzerland Related to adviser: No
Marketer MANCHESTER ADVISORS SARL GENEVA, Switzerland Related to adviser: No
Marketer MARCUARD FAMILY OFFICE ZURICH, Switzerland Related to adviser: No
Marketer PEGASUS FUND MANAGERS LIMITED HONG KONG, Hong Kong Related to adviser: No
Marketer PFP WEALTH MANAGEMENT LONDON, United Kingdom Related to adviser: No
Marketer POALIM ASSET MANAGEMENT UK LTD. LONDON, United Kingdom Related to adviser: No
Marketer PRIMORES AG ZURICH, Switzerland Related to adviser: No
Marketer REYL ASSET MANAGEMENT GENEVA, Switzerland Related to adviser: No
Marketer ROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LIMITED LONDON, United Kingdom Related to adviser: No
Marketer ROYAL BANK OF CANADA (SUISSE) GENEVA, Switzerland Related to adviser: No
Marketer THE FORUM FINANCE GROUP SA GENEVA, Switzerland Related to adviser: No
Marketer THE HENLEY GROUP LIMITED HONG KONG, Hong Kong Related to adviser: No
Marketer UNION BANCAIRE PRIVEE SA LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-1240114816
Reported beneficial owners
189
Minimum commitment
$50K

Form ADV 683558 · Dec 18, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRM EQUITY ALPHA FUND LIMITEDHedge Fund · Last reported Dec 18, 2012$315MGross asset value
Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands
Custodian JP MORGAN CHASE BANK, NATIONAL ASSOCIATION (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9254084293
Reported beneficial owners
13
Minimum commitment
$100K

Form ADV 683558 · Dec 18, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 19, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

ROYAL CHAMBERS, ST JULIAN'S AVENUE
ST PETER PORT, GY1 4HG, Guernsey

CRD 163177

Filing source

Form ADV 1041316 · Sep 19, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.