FRIESS ASSOCIATES, LLC – investment adviser, $182M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	Fewer than 5	$69,441,440	38.2%
Investment companies	3	$52,451,434	28.8%
Pooled investment vehicles	1	$19,406,080	10.7%
Corporations & businesses	Fewer than 5	$18,836,273	10.4%
Other clients	7	$16,472,519	9.1%
Retirement plans	Fewer than 5	$3,440,306	1.9%
High-net-worth individuals	Fewer than 5	$1,811,748	1.0%

Filing source

Form ADV 1781732 · Aug 18, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GREENWICH FRIESS LONG/SHORT FUND, LPHedge Fund · Last reported Aug 18, 2023$19.4MGross asset value

Form D fundraising filings

Greenwich Friess Long/Short Fund, LP

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY MILWAUKEE, Wisconsin, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer GREENWICH INSTITUTIONAL PARTNERS, LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHEN & COMPANY
PCAOB 925

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-3846461958
Reported beneficial owners: 11
Minimum commitment: $1M
Form D file number: 021-262325

Form ADV 1781732 · Aug 18, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRIESS SMALL CAP TRUSTOther Private Fund · Last reported Mar 30, 2017$71.2MGross asset value

Fund administrator MICHAEL J. LICCAR AND COMPANY CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor COHEN FUND AUDIT SERVICES MILWAUKEE, Wisconsin, United States

Custodian U.S. BANK, NA MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7371387805
Reported beneficial owners: 4
Minimum commitment: $100K
Form D file number: 021-47138

Form ADV 1091897 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRIESS DIVIDEND GROWTH, L.P.Other Private Fund · Last reported Aug 4, 2016$7.37MGross asset value

Form D fundraising filings

Friess Dividend Growth, L.P.

Fund administrator MICHAEL J. LICCAR AND COMPANY CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor COHEN FUND AUDIT SERVICES MILWAUKEE, Wisconsin, United States

Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3788046774
Reported beneficial owners: 20
Minimum commitment: $100K
Form D file number: 021-194049

Form ADV 1030893 · Aug 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 18, 2023. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

3711 KENNETT PIKE, SUITE 205
GREENVILLE, DE, 19807-2155, United States

CRD 107735

Filing source

Form ADV 1781732 · Aug 18, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.