Investment adviser · CRD 162355

FRESHWATER GLOBAL ADVISORS, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

JERICHO, NY, United States · Form ADV filed Feb 24, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FRESHWATER GLOBAL ALPHA FUND, L.P.Hedge Fund · Last reported Feb 24, 2016$3.7MGross asset value
Fund administrator FUNDADMINISTRATION, INC. TARRYTOWN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States
Custodian LEK SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: No
Custodian PENSON FINANCIAL SERVICES, INC. DALLAS, Texas, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker PHD CAPITAL NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

LEK SECURITIES CORPORATION
SEC 8-42152

PENSON FINANCIAL SERVICES, INC.
SEC 8-42095

PERSHING LLC
SEC 8-17574

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

PHD CAPITAL
CRD 38785 · SEC 8-48403

Fund details & source
Fund ID
805-6047998799
Reported beneficial owners
22
Minimum commitment
$250K

Form ADV 983293 · Feb 24, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 24, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

113 SOUTH SERVICE ROAD
JERICHO, NY, 11753, United States

CRD 162355

Filing source

Form ADV 983293 · Feb 24, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.