Investment adviser · CRD 170786

FREEDOM 3 CAPITAL LLC

Investment adviser filing (IA)

FREEDOM 3 CAPITAL, LLC

NEW YORK, NY, United States · Form ADV filed Mar 25, 2026

Regulatory AUM: $1.05B
Client accounts: 27
Employees: 19
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	17	$988,031,622	93.7%
Other clients	6	$62,927,793	6.0%
Insurance companies	Fewer than 5	$3,713,695	0.4%

Filing source

Form ADV 2060598 · Mar 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

17 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FREEDOM 3 INVESTMENTS IV, LPOther Private Fund · Last reported Mar 25, 2026$244MGross asset value

Form D fundraising filings

Freedom 3 Investments IV, LP

Feeder funds

Fund administrator TETRA PE EQUITY SERVICES LLC EASTON, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM USA LLP STAMFORD, Connecticut, United States

Custodian TRIUMPH BANKCORP DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM USA LLP
PCAOB 49

TRIUMPH BANKCORP
LEI 5493003RNRMEVYDZ1Q52

Fund details & source

Fund ID: 805-1566459278
Reported beneficial owners: 12
Minimum commitment: $2M
Form D file number: 021-346599

Form ADV 2060598 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREEDOM 3 INVESTMENTS V, LPOther Private Fund · Last reported Mar 25, 2026$169MGross asset value

Form D fundraising filings

FREEDOM 3 INVESTMENTS V, LP

Feeder funds

F3 INVESTMENTS V RATED FEEDER, LLC

Fund administrator TETRA PE EQUITY SERVICES, LLC EASTON, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM USA, LLP STAMFORD, Connecticut, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian TRIUMPH BANKCORP DALLAS, Texas, United States Related to adviser: No

Marketer AVALON SECURITIES, LTD. NEW YORK, New York, United States Related to adviser: No

Marketer CASTLE HILL CAPITAL PARTNERS, INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM USA, LLP
PCAOB 49

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

TRIUMPH BANKCORP
LEI 5493003RNRMEVYDZ1Q52

AVALON SECURITIES, LTD.
CRD 30522 · SEC 8-44993

CASTLE HILL CAPITAL PARTNERS, INC.
CRD 44131 · SEC 8-50550

Fund details & source

Fund ID: 805-4608163187
Reported beneficial owners: 11
Minimum commitment: $1M
Form D file number: 021-422464

Form ADV 2060598 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREEDOM 3 INVESTMENTS III LPOther Private Fund · Last reported Mar 25, 2026$117MGross asset value

Form D fundraising filings

Freedom 3 Investments III, LP

Feeder funds

FREEDOM 3 INVESTMENTS RATED, LLC

Fund administrator TETRA PRIVATE EQUITY SERVICES LLC EASTON, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian TRIUMPH BANCORP, INC. DAVENPORT, Iowa, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-6940759870
Reported beneficial owners: 48
Minimum commitment: $75K
Form D file number: 021-278168

Form ADV 2060598 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREEDOM 3 INVESTMENTS VI, LPOther Private Fund · Last reported Mar 25, 2026$62.5MGross asset value

Feeder funds

F3 INVESTMENTS VI RATED FEEDER LLC

Fund administrator TETRA PE EQUITY SERVICES, LLC EASTON, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM USA, LLP STAMFORD, Connecticut, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian TRIUMPH BANKCORP DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM USA, LLP
PCAOB 49

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

TRIUMPH BANKCORP
LEI 5493003RNRMEVYDZ1Q52

Fund details & source

Fund ID: 805-6322909471
Reported beneficial owners: 5
Minimum commitment: $2.5M

Form ADV 2060598 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

F3C-PPC CREDIT STRATEGIES LLCOther Private Fund · Last reported Mar 25, 2026$50.8MGross asset value

Fund administrator TETRA PE SERVICES, LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US, LLP STAMFORD, Connecticut, United States

Custodian M&T BANK CORPORATION BUFFALO, New York, United States Related to adviser: No

Custodian TEEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US, LLP
PCAOB 49

M&T BANK CORPORATION
LEI 549300WYXDDBYRASEG81

TEEXAS CAPITAL BANK
LEI 38PG5GG0OEQK4QMSKE59

Fund details & source

Fund ID: 805-5147866634
Reported beneficial owners: 2
Minimum commitment: $35M

Form ADV 2060598 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

F3C AK, LLCPrivate Equity Fund · Last reported Mar 25, 2026$47.6MGross asset value

Fund administrator TETRA PE EQUITY SERVICES, LLC EASTON, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US, LLP STAMFORD, Connecticut, United States

Custodian M&T BANK CORPORATION BUFFALO, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US, LLP
PCAOB 49

M&T BANK CORPORATION
LEI 549300WYXDDBYRASEG81

Fund details & source

Fund ID: 805-2165054944
Reported beneficial owners: 7
Minimum commitment: $1M

Form ADV 2060598 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

F3 2018 FEEDER, LLCOther Private Fund · Last reported Mar 25, 2026$27.3MGross asset value

Form D fundraising filings

F3 2018 Feeder LLC

Fund administrator TETRA PRIVATE EQUITY SERVICES, LLC EASTON, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian M&T BANK CORPORATION BUFFALO, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

M&T BANK CORPORATION
LEI 549300WYXDDBYRASEG81

Fund details & source

Fund ID: 805-3950357086
Reported beneficial owners: 23
Minimum commitment: $50K
Form D file number: 021-329924

Form ADV 2060598 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

TOWER 49, 12 EAST 49TH STREET, 27TH FLOOR
NEW YORK, NY, 10017, United States

CRD 170786

Filing source

Form ADV 2060598 · Mar 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.