Investment adviser · CRD 142683
FOUR PONDS FINANCIAL PLANNING
Investment adviser filing (IA)
FOUR PONDS FINANCIAL PLANNING LLC
MASHPEE, MA, United States · Form ADV filed Feb 19, 2024
- Regulatory AUM
- $150M Form ADV · Item 5.F
- Client accounts
- 405 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 58 | $118,749,692 | 79.1% |
| Individuals | 93 | $31,436,344 | 20.9% |
Filing source
Form ADV 1829245 · Feb 19, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 19, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
13 STEEPLE STREET, SUITE 203MASHPEE, MA, 02649, United States
CRD 142683
Filing source
Form ADV 1829245 · Feb 19, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.