Investment adviser · CRD 109424

FOUNTAIN CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

LEAWOOD, KS, United States · Form ADV filed Mar 10, 2015

Regulatory AUM
$674M
Form ADV · Item 5.F
Client accounts
12
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FOUNTAIN SHORT DURATION HIGH YIELD TRUSTOther Private Fund · Last reported Mar 10, 2015$9.58MGross asset value
Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP DENVER, Colorado, United States
Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9156490866
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-129782

Form ADV 887747 · Mar 10, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FOUNTAIN HIGH YIELD TOTAL RETURN TRUSTOther Private Fund · Last reported Mar 10, 2015$4.44MGross asset value
Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP DENVER, Colorado, United States
Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4409453587
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-129785

Form ADV 887747 · Mar 10, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 10, 2015. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

11551 ASH STREET, SUITE 250
LEAWOOD, KS, 66211, United States

CRD 109424

Filing source

Form ADV 887747 · Mar 10, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.