Investment adviser · CRD 175083
FOUNDATIONS INVESTMENT ADVISORS LLC
Investment adviser filing (IA)
PHOENIX, AZ, United States · Form ADV filed Sep 23, 2026
- Regulatory AUM
- $10.1B Form ADV · Item 5.F
- Client accounts
- 63,604 Accounts, not individual clients
- Employees
- 353 Reported in this filing
- Advisory professionals
- 289 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 6,047 | $5,364,742,806 | 53.1% |
| Individuals | 23,568 | $4,705,088,563 | 46.6% |
| Corporations & businesses | 25 | $21,623,459 | 0.2% |
| Retirement plans | 23 | $6,260,331 | 0.1% |
Filing source
Form ADV 2134483 · Sep 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 23, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
4050 E. COTTON CENTER BLVD., SUITE 40PHOENIX, AZ, 85040, United States
CRD 175083
Filing source
Form ADV 2134483 · Sep 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.