Investment adviser · CRD 161662

FOUNDATION ASSET MANAGEMENT

Investment adviser filing (IA)

FOUNDATION ASSET MANAGEMENT, LP

WHITE PLAINS, NY, United States · Form ADV filed Mar 29, 2018

Regulatory AUM: $551M
Client accounts: 3
Employees: 8
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$551,496,671	100.0%

Filing source

Form ADV 1189282 · Mar 29, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FOUNDATION OFFSHORE MASTER FUND, LTD.Hedge Fund · Last reported Mar 29, 2018$551MGross asset value

Feeder funds

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 42

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-6844826993
Reported beneficial owners: 46
Minimum commitment: $5M
Form D file number: 021-174800
Form D file number: 021-174801

Form ADV 1189282 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1 NORTH LEXINGTON AVE, 15TH FLOOR
WHITE PLAINS, NY, 10601, United States

CRD 161662

Filing source

Form ADV 1189282 · Mar 29, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.