Investment adviser · CRD 106897

FORTUNA ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEWPORT BEACH, CA, United States · Form ADV filed Jul 30, 2012

Regulatory AUM
$53.2M
Form ADV · Item 5.F
Client accounts
65
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FORTUNA STREAM, LPReal Estate Fund · Last reported Jul 30, 2012$4.2MGross asset value
Auditor MARK F WILLE NEWPORT BEACH, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6820759199
Reported beneficial owners
42
Minimum commitment
$250K

Form ADV 661619 · Jul 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TYCHE HEALTH ENTERPRISES, LLCPrivate Equity Fund · Last reported Jun 6, 2012$14MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1969446389
Reported beneficial owners
28
Minimum commitment
$50K

Form ADV 651448 · Jun 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TYCHE REAL ESTATE LLCReal Estate Fund · Last reported Jun 6, 2012$7.1MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6643359939
Reported beneficial owners
36
Minimum commitment
$25K
Form D file number
021-95495

Form ADV 651448 · Jun 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TYCHE REAL ESTATE 2007, LLCReal Estate Fund · Last reported Jun 6, 2012$2.4MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9232155162
Reported beneficial owners
9
Minimum commitment
$25K

Form ADV 651448 · Jun 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 30, 2012. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

1300 BRISTOL STREET NORTH, SUITE 100
NEWPORT BEACH, CA, 92660, United States

CRD 106897

Filing source

Form ADV 661619 · Jul 30, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.