Investment adviser · CRD 128060

FORTIUS FINANCIAL ADVISORS, LLC

Investment adviser filing (IA)

SALT LAKE CITY, UT, United States · Form ADV filed Jul 24, 2015

Regulatory AUM
$55.1M
Form ADV · Item 5.F
Client accounts
345
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FORTIUS STRUCTURED NOTES FUND, LPHedge Fund · Last reported Jul 24, 2015$4.7MGross asset value
Fund administrator STRATA FUND SOLUTIONS, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EIDE BAILLY SALT LAKE CITY, Utah, United States
Custodian E*TRADE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO SALT LAKE CITY, Utah, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

E*TRADE SECURITIES LLC
SEC 8-44112

Fund details & source
Fund ID
805-6368504712
Reported beneficial owners
47
Minimum commitment
$100K

Form ADV 936684 · Jul 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NUVO VENTURES, LLCPrivate Equity Fund · Last reported Jul 24, 2015$1.9MGross asset value

Form D fundraising filings

Nuvo Ventures, LLC

Auditor MANTYLA MCREYNOLDS SALT LAKE CITY, Utah, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9276060082
Reported beneficial owners
29
Minimum commitment
$100K
Form D file number
021-143099

Form ADV 936684 · Jul 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ILUX CAPTIAL FUND, LPPrivate Equity Fund · Last reported Jul 24, 2015$353KGross asset value

Form D fundraising filings

iLux Capital Fund, L.P.

Fund administrator STRATA FUND SOLUTIONS, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EIDE BAILLY SALT LAKE CITY, Utah, United States
Custodian CHASE BANK SALT LAKE CITY, Utah, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2504603419
Reported beneficial owners
10
Minimum commitment
$200K
Form D file number
021-175273

Form ADV 936684 · Jul 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ILUX SECONDARY MARKET FUND, LPPrivate Equity Fund · Last reported Jul 24, 2015$150KGross asset value

Form D fundraising filings

ILUX SECONDARY MARKET FUND, L.P.

Fund administrator STRATA FUND SOLUTIONS, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EIDE BAILLY SALT LAKE CITY, Utah, United States
Custodian CHASE BANK SALT LAKE CITY, Utah, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1245745008
Reported beneficial owners
24
Minimum commitment
$200K
Form D file number
021-177271

Form ADV 936684 · Jul 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 24, 2015. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly

Principal office

4001 SOUTH 700 EAST, SUITE 554
SALT LAKE CITY, UT, 84107, United States

CRD 128060

Filing source

Form ADV 936684 · Jul 24, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.