Investment adviser · CRD 113044

FORT ROCK ASSET MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

PORTLAND, OR, United States · Form ADV filed Jul 29, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

26 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CM OPPORTUNISTIC FUND, LPHedge Fund · Last reported Jul 29, 2016$38.9MGross asset value
Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8910271611
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 1031102 · Jul 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORT ROCK LONG-BIASED LPHedge Fund · Last reported Jul 29, 2016$11.1MGross asset value
Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7828406890
Reported beneficial owners
12
Minimum commitment
$1M
Form D file number
021-42519

Form ADV 1031102 · Jul 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAMUS LS FUND LPHedge Fund · Last reported Dec 9, 2013$230MGross asset value
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SAN FRANCISCO, California, United States
Custodian BANK OF AMERICA VANCOUVER, Washington, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9290639046
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 771296 · Dec 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COMMON SENSE ENHANCED RETURN LLC - CSP SERIESHedge Fund · Last reported Dec 9, 2013$74.2MGross asset value

Form D fundraising filings

Common Sense Enhanced Return LLC, CSP Series

Feeder funds

  • COMMON SENSE ENHANCED RETURN OFFSHORE SPC - CSP SERIES
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SAN FRANCISCO, California, United States
Custodian BANK OF AMERICA VANCOUVER, Washington, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8433139147
Reported beneficial owners
19
Minimum commitment
$1M
Form D file number
021-109885
Form D file number
021-116015

Form ADV 771296 · Dec 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COMMON SENSE EVERGREEN PARTNERS LPHedge Fund · Last reported Jul 6, 2015$49.2MGross asset value

Feeder funds

Fund administrator GEMINI FUND SERVICES, LLC HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE NEWEDGE UK LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Prime broker SOCIETE GENERALE NEWEDGE UK LIMITED LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source
Fund ID
805-2675657388
Reported beneficial owners
32
Minimum commitment
$1M
Form D file number
021-228456
Form D file number
021-235072

Form ADV 933463 · Jul 6, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COMMON SENSE ENHANCED RETURN LLC - CSL SERIESHedge Fund · Last reported Mar 22, 2012$42.2MGross asset value

Form D fundraising filings

Common Sense Enhanced Return LLC CSL Series

Feeder funds

  • COMMON SENSE ENHANCED RETURN OFFSHORE SPC - CSL SERIES
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SAN FRANCISCO, California, United States
Custodian BANK OF AMERICA VANCOUVER, Washington, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4606923916
Reported beneficial owners
9
Minimum commitment
$1M
Form D file number
021-109805
Form D file number
021-116023

Form ADV 613823 · Mar 22, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CSSO SPV LLCHedge Fund · Last reported Dec 9, 2013$30.4MGross asset value

Feeder funds

  • CSSO SPV OFFSHORE FEEDER LTD
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SAN FRANCISCO, California, United States
Custodian BANK OF AMERICA VANCOUVER, Washington, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3698690172
Reported beneficial owners
96
Minimum commitment
$0

Form ADV 771296 · Dec 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 29, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

15350 SW SEQUOIA PARKWAY, SUITE 250
PORTLAND, OR, 97224, United States

CRD 113044

Filing source

Form ADV 1031102 · Jul 29, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.