Investment adviser · CRD 167555

FORMIDABLE ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

CINCINNATI, OH, United States · Form ADV filed Aug 14, 2026

Regulatory AUM: $903M
Client accounts: 2,196
Employees: 21
Advisory professionals: 14

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	203	$626,121,219	69.3%
Individuals	674	$230,358,011	25.5%
Investment companies	2	$39,821,507	4.4%
Corporations & businesses	10	$2,142,239	0.2%
Charities	5	$1,813,850	0.2%
Pooled investment vehicles	1	$1,793,630	0.2%
Retirement plans	5	$986,484	0.1%

Filing source

Form ADV 2124391 · Aug 14, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE FORMIDABLE FUND, LPHedge Fund · Last reported Aug 14, 2026$1.79MGross asset value

Form D fundraising filings

Formidable Fund, LP

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CBIZ CPAS P.C. CLEVELAND, Ohio, United States

Custodian MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Prime broker MORGAN STANLEY PURCHASE, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CBIZ CPAS P.C.
PCAOB 199

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source

Fund ID: 805-3754138074
Reported beneficial owners: 58
Minimum commitment: $500K
Form D file number: 021-217381

Form ADV 2124391 · Aug 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 14, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Pension consulting

Compensation

Percentage of assets · Performance-based

Principal office

221 E. 4TH STREET, SUITE 2700
CINCINNATI, OH, 45202, United States

CRD 167555

Filing source

Form ADV 2124391 · Aug 14, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.