Investment adviser · CRD 147270
FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC
Investment adviser filing (IA)
PHOENIX, AZ, United States · Form ADV filed May 11, 2023
- Regulatory AUM
- $128M Form ADV · Item 5.F
- Client accounts
- 424 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 0 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 33 | $64,485,381 | 50.2% |
| Individuals | 99 | $63,902,012 | 49.8% |
Filing source
Form ADV 1761875 · May 11, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 11, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Publication of newsletters
Compensation
Percentage of assets · Hourly · Fixed
Principal office
4425 E. AGAVE ROAD, SUITE 132PHOENIX, AZ, 85044, United States
CRD 147270
Filing source
Form ADV 1761875 · May 11, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.