Investment adviser · CRD 1027

FOOTHILL SECURITIES, INC.

Investment adviser filing (IA)

SANTA CLARA, CA, United States · Form ADV filed Dec 27, 2016

Regulatory AUM
$1.16B
Form ADV · Item 5.F
Client accounts
6,953
Accounts, not individual clients
Employees
268
Reported in this filing
Advisory professionals
104
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 27, 2016. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

2900 LAKESIDE DRIVE, SUITE 100
SANTA CLARA, CA, 95054, United States

CRD 1027

Filing source

Form ADV 1058695 · Dec 27, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.