Investment adviser · CRD 311162
FONTE FINANCIAL ADVISORS
Investment adviser filing (IA)
RG FINANCIAL, LLC
CARLSBAD, CA, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $158M Form ADV · Item 5.F
- Client accounts
- 461 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 76 | $141,091,759 | 89.2% |
| Individuals | 59 | $16,997,283 | 10.8% |
| Business development companies | 1 | $1,422 | 0.0% |
Filing source
Form ADV 2072585 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly
Principal office
703 PALOMAR AIRPORT ROAD, SUITE 240CARLSBAD, CA, 92011, United States
CRD 311162
Filing source
Form ADV 2072585 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.