Investment adviser · CRD 310591
FOCUSED ALPHA, LLC
Investment adviser filing (IA)
GREENWOOD VILLAGE, CO, United States · Form ADV filed Sep 30, 2026
- Regulatory AUM
- $664M Form ADV · Item 5.F
- Client accounts
- 1,514 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 128 | $316,674,398 | 47.7% |
| Individuals | 413 | $176,058,860 | 26.5% |
| Government entities | Fewer than 5 | $150,573,872 | 22.7% |
| Corporations & businesses | 12 | $20,642,844 | 3.1% |
Filing source
Form ADV 2135761 · Sep 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
5680 GREENWOOD PLAZA BLVD, SUITE 120GREENWOOD VILLAGE, CO, 80111, United States
CRD 310591
Filing source
Form ADV 2135761 · Sep 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.