Investment adviser · CRD 159289

FOCUS PARTNERS WEALTH, LLC

Investment adviser filing (IA)

ST. LOUIS, MO, United States · Form ADV filed Sep 29, 2026

Regulatory AUM: $182B
Client accounts: 220,585
Employees: 1,915
Advisory professionals: 1,025

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	30,177	$142,518,000,000	78.4%
Individuals	30,825	$13,521,000,000	7.4%
Retirement plans	535	$9,308,000,000	5.1%
Charities	388	$4,457,000,000	2.5%
Government entities	42	$3,614,000,000	2.0%
Corporations & businesses	456	$3,231,000,000	1.8%
Pooled investment vehicles	25	$2,971,000,000	1.6%
Investment companies	4	$1,535,000,000	0.8%
Other investment advisers	12	$699,000,000	0.4%
Insurance companies	2	$8,000,000	0.0%

Filing source

Form ADV 2120006 · Sep 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

34 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TCG ONSHORE BALANCED FUND, L.P.Other Private Fund · Last reported Sep 29, 2026$2.22BGross asset value

Form D fundraising filings

TCG Onshore Balanced Fund, L.P.

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

GRANT THORNTON LLP
PCAOB 248

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-2917998632
Reported beneficial owners: 37
Minimum commitment: $500K
Form D file number: 021-139368

Form ADV 2120006 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCG BALANCED FUND, L.P.Other Private Fund · Last reported Sep 29, 2026$165MGross asset value

Form D fundraising filings

TCG Balanced Fund, L.P.

Auditor GRANT THORNTON, LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

GRANT THORNTON, LLP
PCAOB 248

THE BANK OF NEW YORK MELLON
LEI HPFU0OQ28E4N0NFK49

Fund details & source

Fund ID: 805-5433780677
Reported beneficial owners: 25
Minimum commitment: $500K
Form D file number: 021-114716

Form ADV 2120006 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY QP, L.P.Hedge Fund · Last reported Sep 29, 2026$69.4MGross asset value

Form D fundraising filings

NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY QP, L.P.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Idaho, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD.
PCAOB 925

PERSHING LLC
SEC 8-17574

MAREX CAPITAL MARKETS INC.
CRD 161014 · SEC 8-69039

Fund details & source

Fund ID: 805-6397299051
Reported beneficial owners: 84
Minimum commitment: $250K
Form D file number: 021-76748

Form ADV 2120006 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCG DIVERSIFYING STRATEGIES FUND, L.P.Other Private Fund · Last reported Sep 29, 2026$52.9MGross asset value

Form D fundraising filings

TCG Diversifying Strategies Fund, L.P.

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. FRESNO, California, United States Related to adviser: No

Custodian INGALLS & SNYDER, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

GRANT THORNTON LLP
PCAOB 248

CHARLES SCHWAB & CO., INC.
SEC 8-16514

INGALLS & SNYDER, LLC
SEC 8-1865

Fund details & source

Fund ID: 805-8367899002
Reported beneficial owners: 33
Minimum commitment: $500K
Form D file number: 021-357108

Form ADV 2120006 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CHARTWELL FAMILY ETF FUND, LPHedge Fund · Last reported Sep 29, 2026$50.7MGross asset value

Form D fundraising filings

Chartwell Family ETF Fund, L.P.

Auditor EISNER AMPER SAN FRANCISCO, California, United States

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No

Prime broker FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

EISNER AMPER
PCAOB 274

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Fund details & source

Fund ID: 805-8516074155
Reported beneficial owners: 7
Minimum commitment: $300K
Form D file number: 021-247346

Form ADV 2120006 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRAILHEAD INCOME, LPPrivate Equity Fund · Last reported Sep 29, 2026$46.6MGross asset value

Form D fundraising filings

Trailhead Income LP

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MENGEL METZGER BARR & CO., LLP ROCHESTER, New York, United States

Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MENGEL METZGER BARR & CO., LLP
PCAOB 557

TD PRIME SERVICES LLC
SEC 8-3337

Fund details & source

Fund ID: 805-5106082884
Reported beneficial owners: 89
Minimum commitment: $250K
Form D file number: 021-367274

Form ADV 2120006 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCG INCOME OPPORTUNITY PARTNERSHIP, L.P.Hedge Fund · Last reported Sep 29, 2026$42.1MGross asset value

Form D fundraising filings

TCG INCOME OPPORTUNITY PARTNERSHIP, L.P.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORTON LLP
PCAOB 248

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-6288266130
Reported beneficial owners: 96
Minimum commitment: $250K
Form D file number: 021-87906

Form ADV 2120006 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 29, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

190 CARONDELET PLAZA, SUITE 600
ST. LOUIS, MO, 63105, United States

CRD 159289

Filing source

Form ADV 2120006 · Sep 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.